Social Contract
Social Contract
The Social Contract is a theoretical framework in Political Philosophy that grounds political authority in the consent of the governed. Rather than deriving authority from God, tradition, or force, social contract theories ask: what would rational individuals agree to as the basis for political society?
The Core Idea
Imagine a state of nature β existence before political institutions. Social contract theorists use this thought experiment to ask:
- What natural rights or conditions do people have in the pre-political state?
- Why would rational agents agree to give up some freedom in exchange for political governance?
- What are the legitimate limits of that governance?
The "contract" is rarely a literal historical document β it is a normative device for testing the legitimacy of laws and institutions.
Thomas Hobbes
Hobbes (Leviathan, 1651) offers the bleakest vision:
- In the state of nature, life is "solitary, poor, nasty, brutish, and short" β a war of all against all
- Self-preservation drives humans to contract with a sovereign (Leviathan)
- They surrender all rights except the right to self-preservation
- The sovereign is absolute and cannot be legitimately resisted β any government is better than the chaos of nature
- Hobbes justified this partly against Aristotle's view that humans are naturally political; for Hobbes, politics is artificial
John Locke
Locke (Two Treatises, 1689) presents a more optimistic picture:
- In the state of nature, people have natural rights to life, liberty, and property, governed by natural law (reason)
- Government is created by consent to protect these pre-existing natural rights
- The social contract is between the people and their government β not a surrender but a trust
- If government violates natural rights, the people have the right of revolution
Locke's theory directly influenced the American Revolution and the Declaration of Independence. See Locke.
Jean-Jacques Rousseau
Rousseau (Du Contrat Social, 1762) offers the most democratic version:
- The social contract must make individuals genuinely free β "the total alienation of each associate, with all his rights, to the whole community"
- Sovereignty resides in the general will (volontΓ© gΓ©nΓ©rale) β not the sum of private interests, but the common good
- The general will cannot be represented or delegated β it must be expressed directly by the citizens
- "Man is born free, and everywhere he is in chains" β legitimate authority requires that the chains be of one's own making
See Rousseau for the full account.
Comparison
| Hobbes | Locke | Rousseau | |
|---|---|---|---|
| State of nature | Violent war | Peaceful but insecure | Innocent, free |
| What is contracted | All rights β sovereign | Some rights β government | All rights β the community |
| Sovereignty | Absolute monarch | Limited; divided | Popular; general will |
| Right of revolution | No | Yes | Yes |
| Key value | Security | Liberty and property | Equality and freedom |
John Rawls: The Neo-Kantian Social Contract
In A Theory of Justice (1971), John Rawls proposed a neo-Kantian social contract. Principles of justice are what rational agents would choose from behind a veil of ignorance β not knowing their place in society, their class, wealth, natural abilities, or conception of the good.
Rawls argued they would choose:
- Equal basic liberties for all
- The difference principle β social and economic inequalities are permissible only if they benefit the worst-off members
This connects the Social Contract tradition to both Kant and Ethics.
Criticisms
- Communitarian critique (Hegel, MacIntyre) β individuals are not prior to community; we are always already embedded in social roles and identities
- Feminist critique β the contract ignores care, dependency, and the private sphere
- Marx's critique β contract theory naturalizes bourgeois property relations and obscures class domination
- Historical critique β no such contract was ever actually made; consent is often tacit or coerced
Related Topics
- Political Philosophy β the broader field
- Locke β natural rights and limited government
- Rousseau β general will and popular sovereignty
- Kant β autonomy and the moral foundation of political authority
- Hegel β critique of abstract contract theory
- Marx β critique of bourgeois political economy
- Utilitarianism β an alternative grounding for political authority
- Free Will β individual autonomy as a presupposition of contract theory